Emerging Compliance Risks and Enforcement Trends in Fintech

In a new webinar, Manatt lawyers will discuss the top emerging compliance risks and enforcement trends and their implications on the fintech and ecommerce industries.

During this session, you will:

  • Gain insights into the top legal risks in fintech and ecommerce, including BSA/AML, OFAC, data privacy and state money transmission licensing issues
  • Discover how fintech is different—and how it is not
  • Understand how the key enforcement agencies are addressing AML compliance and criminal and civil fraud in the rapidly changing regulatory environment
  • Learn how recent enforcement developments are changing the game and impacting the personal liability of officers and employees of fintech and ecommerce companies
  • Acquire key information about SEC priorities around cryptocurrency, data breaches and crowdfunding platforms
  • Explore strategies to protect your organization and yourself, including how to build effective compliance programs and what to do if you are faced with an enforcement action
  • Find out what lies ahead for fintech and ecommerce

________________________________________

Moderator
Brian Korn, Chair, Digital Finance and Marketplace Lending

Presenters
Anita Boomstein, Chair, Global Payments
John Libby, Co-chair, Corporate Investigations and White Collar Defense
Craig Miller, Co-chair, Financial Services Transactions

________________________________________

The webinar took place on Thursday, Mar. 15, 2018.

Click here to view Manatt’s new webinar free on demand—and here to download a free copy of the presentation.


If you would like to receive an audio transcript of this webinar due to accessibility issues, please email us at webinars@manatt.com.

This program does not constitute legal advice, nor does it establish an attorney-client relationship. Views expressed by presenters are strictly their own and should not be construed to be the views of Manatt or attributed to Manatt.

manatt-black

ATTORNEY ADVERTISING

pursuant to New York DR 2-101(f)

© 2024 Manatt, Phelps & Phillips, LLP.

All rights reserved